... 美國證券交易委員會（SEC）宣布，需要調查該公司兩款最暢銷飛機的盈利確認手法。 雖然針對空巴的指控更加嚴重，但 ...全文
今日信報理財投資THE LEX COLUMN2016年08月10日
Tesla Motors Inc. may have broken US securities laws by failing to disclose a fatal crash in May involving one of its cars on auto-pilot. The Wall Street Journal is reporting that the Securities and E ...More
EJ Insight2016-07-12
Investors Exchange (IEX) has won approval from the US Securities and Exchange Commission as a national securities exchange. The trading platform has a so-called speed bump of 350 microseconds, which i ...More
EJ Insight2016-07-04
... by the US Securities and Exchange Commission of its Chinese delivery unit and Japanese technology giant SoftBank Group Corp. disclosed plans to sell a US$10 billion stake. “There’s been an accumulatio ...More
EJ Insight2016-06-13
Alibaba Group Holding Ltd. is being investigated by US securities regulators for its accounting practices. The Securities and Exchange Commission (SEC) has asked the Chinese e-commerce giant to volun ...More
EJ Insight2016-05-26
... th the US Securities and Exchange Commission and the US Justice Department in “an investigation into certain of its hiring practices in Asia”. About 10 banks in the United States and Europe have said ...More
EJ Insight2016-03-02
US regulators are investigating whether Boeing Co. properly accounted for the costs and expected sales of two of its best known jetliners. Acting on a whistleblower’s complaint, the US Securities and ...More
EJ Insight2016-02-12
... th the US Securities and Exchange Commission (SEC) and the New York attorney general, the paper said. The SEC alleged that Barclays and Credit Suisse repeatedly failed to police their trading venues, ...More
EJ Insight2016-02-01
... based on SEC filings showed. The current tax code was made for the Industrial Age, and not the "digital age", Cook said. "It's backwards. It's awful for America. It should have been fixed many years ...More
EJ Insight2015-12-21
US securities regulators are set to crack down on the use of derivatives in certain funds sold to the public by asset management firms, the Wall Street Journal reported. The Securities and Exchange Co ...More
EJ Insight2015-12-07
... s, the US Securities and Exchange Commission (SEC) issued last month a final rule that will allow true crowdfunding; and yet the new regulatory framework still falls far short of what’s needed to boos ...More
EJ Insight2015-11-19
... tigation, Secret Service and the Securities and Exchange Commission are leading the investigation of the infiltration, Bloomberg reported, citing unnamed people familiar with the matter. The probe beg ...More
EJ Insight2015-10-19
... with the Securities and Exchange Commission, as well as US$30 million to the New York Attorney General. Dark pools, where supply and demand is kept private and only details of executed trades are mad ...More
EJ Insight2015-09-15
US authorities on Tuesday brought charges against three former Nomura Securities traders for alleged malpractices related to residential mortgage-backed securities (RMBS). The Securities and Exchange ...More
EJ Insight2015-09-09
... number of securities traded and profits generated," said Securities and Exchange Commission chair Mary Jo White in a statement. Bloomberg described the scheme as a combination of digital-age cybercrim ...More
EJ Insight2015-08-12
US securities regulators are investigating whether hedge funds and other investors are improperly selling private technology stocks amid a buying boom. The Securities and Exchange Commission (SEC) is ...More
EJ Insight2015-07-06
The US Securities and Exchange Commission (SEC) secured a court order Tuesday to freeze the assets of a China-based trader in connection with a probe into market activity related to Qihoo 360 Technolo ...More
EJ Insight2015-06-25
... ned in US securities filings, Bloomberg News reported. Overseas operations have helped the company cut more than US$3.5 billion off its income tax bills in the past six years, Wal-Mart's annual report ...More
EJ Insight2015-06-18
... sdaq into second place. The problem isn’t fears about the Chinese economy, either. China’s GDP growth may be slowing, but its GDP growth rate is still twice that of the US. Nor is the problem lack of ...More
EJ Insight2015-03-09
