... 國證券和交易委員會（SEC）申報流程做好準備？如何在瞬息萬變的市場培育推廣一個值得投資的理念，並能將業務成功發 ...全文
... 美國證券交易委員會（SEC）未能根據國會2010年的指令制訂相關法規，投資者理應能看到相關比率。 話雖如此，W ...全文
今日信報理財投資THE LEX COLUMN2017年04月05日
... focus on securing mutual funds as long-term investors rather than hedge funds looking to quickly sell, the news agency quoted a source as saying. The share sale was the first test of investor appetit ...More
EJ Insight2017-03-02
... it in the second quarter for the first time, prompting the market to speculate on the reason. The company reported earnings and revenue that beat market expectations in the second quarter. Revenue soa ...More
EJ Insight2016-11-07
UBS Group AG has agreed to pay more than US$15 million to settle US Securities and Exchange Commission charges that its failure to properly train brokers led to customers buying hundreds of millions o ...More
EJ Insight2016-09-29
... priority. Securities and Exchange Commission chair Mary Jo White, asked about Yahoo, said she could not comment specifically on it. She earlier said at a conference that SEC examiners in recent months ...More
EJ Insight2016-09-28
... with the Securities and Exchange Commission (SEC) in February, Reuters reports, citing a lawyer for the former executive. It is the SEC's second largest under the program. The lawyer declined to reve ...More
EJ Insight2016-08-31
Tesla Motors Inc. may have broken US securities laws by failing to disclose a fatal crash in May involving one of its cars on auto-pilot. The Wall Street Journal is reporting that the Securities and E ...More
EJ Insight2016-07-12
Investors Exchange (IEX) has won approval from the US Securities and Exchange Commission as a national securities exchange. The trading platform has a so-called speed bump of 350 microseconds, which i ...More
EJ Insight2016-07-04
... by the US Securities and Exchange Commission of its Chinese delivery unit and Japanese technology giant SoftBank Group Corp. disclosed plans to sell a US$10 billion stake. “There’s been an accumulatio ...More
EJ Insight2016-06-13
