... FDIC)、證交會(SEC)等主要金融監管機構領導人,上周投票通過去除AIG的系統風險性標籤。 不過,FDIC ...全文
... 國證券及交易委員會(SEC)撤回上市申請,未能令比特幣如股票般交易方便。這反映全球掀起虛擬貨幣熱,但各地也出現 ...全文
... 東北面的Poble Sec,不少歷史悠久的住宅經復修及改建後出售,銷情不俗,整體市容變得整潔,仍保持波希米亞風 ...全文
今日信報地產市道周六地產專題_海外置業2017年09月30日
... 美國證券交易委員會(SEC)和聯邦交易委員會(FTC)調查事件,其中一人說,如果發現有違反內幕交易守則的情況, ...全文
在爆出企業通告申報系統EDGAR去年被黑客入侵後,美國證券及交易委員會(SEC)周一公布設立新小組,專門打擊黑 ...全文
美國證券交易委員會(SEC)每一任主席都會訂立首要工作目標,希望令自己的任期有些與別不同的特色。 現任主席克萊 ...全文
今日信報理財投資THE LEX COLUMN2017年09月26日
... 人認識,全因美國證監SEC十年前起規定對沖基金須定期披露持倉資料,Pabrai戰績優異,自然引來一大批追隨者。 ...全文
Eleven US lawmakers asked the Securities and Exchange Commission to stop the sale of the Chicago Stock Exchange to a group led by China-based investors, saying the regulator lacks the ability to monit ...More
EJ Insight2017-07-11
... focus on securing mutual funds as long-term investors rather than hedge funds looking to quickly sell, the news agency quoted a source as saying. The share sale was the first test of investor appetit ...More
EJ Insight2017-03-02
... it in the second quarter for the first time, prompting the market to speculate on the reason. The company reported earnings and revenue that beat market expectations in the second quarter. Revenue soa ...More
EJ Insight2016-11-07
UBS Group AG has agreed to pay more than US$15 million to settle US Securities and Exchange Commission charges that its failure to properly train brokers led to customers buying hundreds of millions o ...More
EJ Insight2016-09-29
... priority. Securities and Exchange Commission chair Mary Jo White, asked about Yahoo, said she could not comment specifically on it. She earlier said at a conference that SEC examiners in recent months ...More
EJ Insight2016-09-28
... with the Securities and Exchange Commission (SEC) in February, Reuters reports, citing a lawyer for the former executive. It is the SEC's second largest under the program. The lawyer declined to reve ...More
EJ Insight2016-08-31
Tesla Motors Inc. may have broken US securities laws by failing to disclose a fatal crash in May involving one of its cars on auto-pilot. The Wall Street Journal is reporting that the Securities and E ...More
EJ Insight2016-07-12
Investors Exchange (IEX) has won approval from the US Securities and Exchange Commission as a national securities exchange. The trading platform has a so-called speed bump of 350 microseconds, which i ...More
EJ Insight2016-07-04
... by the US Securities and Exchange Commission of its Chinese delivery unit and Japanese technology giant SoftBank Group Corp. disclosed plans to sell a US$10 billion stake. “There’s been an accumulatio ...More
EJ Insight2016-06-13
Alibaba Group Holding Ltd. is being investigated by US securities regulators for its accounting practices. The Securities and Exchange Commission (SEC) has asked the Chinese e-commerce giant to volun ...More
EJ Insight2016-05-26
... th the US Securities and Exchange Commission and the US Justice Department in “an investigation into certain of its hiring practices in Asia”. About 10 banks in the United States and Europe have said ...More
EJ Insight2016-03-02