... 國證券及交易委員會(SEC)同時向包括這9人在內的17人和15間公司提出民事起訴,主席懷特(Mary Jo W ...全文
... number of securities traded and profits generated," said Securities and Exchange Commission chair Mary Jo White in a statement. Bloomberg described the scheme as a combination of digital-age cybercrim ...More
EJ Insight2015-08-12
... 所作為。7月20日,SEC form 4 實際所有權變更報告(Statement of changes in ...全文
... 國證券及交易委員會(SEC)本周將敲定的規定,驟眼看來很簡單:較大型的上市公司必須披露行政總裁薪酬與員工薪酬中 ...全文
今日信報理財投資THE LEX COLUMN2015年08月03日
... 國證 券交易委員會(SEC)的財務資料披露表格10-Q顯示,Apple的採購協議(purchase commi ...全文
... 國政府因BNP被美國SEC罰款太重而立即發言抗議,最終罰款大減,罰款何時結束成為滙控未來其中一項轉勢契機!當壞 ...全文
... 國證券及交易委員會(SEC)正調查有否市場操控行為。法律專家指出,SEC一定會查問該買入1.2萬張短期認購期權 ...全文
... 美國證券交易委員會(SEC),然後SEC判斷事件是否牽涉違規行為。SEC主席韋特(Mary Jo White) ...全文
US securities regulators are investigating whether hedge funds and other investors are improperly selling private technology stocks amid a buying boom. The Securities and Exchange Commission (SEC) is ...More
EJ Insight2015-07-06
... 查。假設美國證監會(SEC)沒有敷衍了事,當局一旦發現散播虛假消息、操縱股價或其他違規行為,劣行必會公諸於世。 ...全文
The US Securities and Exchange Commission (SEC) secured a court order Tuesday to freeze the assets of a China-based trader in connection with a probe into market activity related to Qihoo 360 Technolo ...More
EJ Insight2015-06-25
... ned in US securities filings, Bloomberg News reported. Overseas operations have helped the company cut more than US$3.5 billion off its income tax bills in the past six years, Wal-Mart's annual report ...More
EJ Insight2015-06-18
... sdaq into second place. The problem isn’t fears about the Chinese economy, either. China’s GDP growth may be slowing, but its GDP growth rate is still twice that of the US. Nor is the problem lack of ...More
EJ Insight2015-03-09
... ed States Securities and Exchange Commission. The transfer slashed Gates's stake in the company he co-founded to 3 percent. That still leaves him with a net worth of US$82.9 billion, making him the we ...More
EJ Insight2015-02-05
United States securities regulators and the Chinese affiliates of the big four accounting firms are nearing agreement on a high-profile dispute that could have derailed the audits and fundraising of d ...More
EJ Insight2015-02-05