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必和必拓涉貪 2億和解

澳洲必和必拓(BHP Billiton)周三宣布,將向美國證監會(SEC)支付2500萬美元(約1.94億港元 ...全文

今日信報EJ Global簡訊2015年05月22日

大市續沉悶 異動股精采

... 美國證券交易委員會(SEC)提交一份報告,就自身持續經營能力提出實質性懷疑,因過去一直依靠商業銀行貸款,資助公 ...全文

今日信報理財投資金融峰景投資分析部2015年05月21日

英利反口不認會倒閉

... 美國證券交易委員會(SEC)提交的報告中,就其自身持續經營能力提出實質性懷疑,指過去一直主要依靠從商業銀行貸款 ...全文

今日信報要聞2015年05月21日

假通告「整蠱」 訛稱買雅芳
股價波動 美證監調查

美國金融市場周四出現離奇惡作劇,證券及交易委員會(SEC)上市公司消息披露系統出現一篇假通告,一間顯然不存在的 ...全文

今日信報EJ Global2015年05月16日

Dear China: Here's why Americans aren’t buying your stocks

... sdaq into second place. The problem isn’t fears about the Chinese economy, either. China’s GDP growth may be slowing, but its GDP growth rate is still twice that of the US. Nor is the problem lack of ...More

EJ Insight2015-03-09

Gates offloads US$1.5 bln Microsoft stock to foundation

... ed States Securities and Exchange Commission. The transfer slashed Gates's stake in the company he co-founded to 3 percent. That still leaves him with a net worth of US$82.9 billion, making him the we ...More

EJ Insight2015-02-05

SEC, Chinese big 4 accounting groups nearing deal

United States securities regulators and the Chinese affiliates of the big four accounting firms are nearing agreement on a high-profile dispute that could have derailed the audits and fundraising of d ...More

EJ Insight2015-02-05

US watchdog fines Avon US$135 mln for China bribes

The Securities and Exchange Commission of the United States slapped a fine of US$135 million on cosmetics direct-selling giant Avon Products to settle a corruption probe in China. The global beauty su ...More

EJ Insight2014-12-18

Issue of access to Chinese audit work papers may be easing

Two years ago, Hong Kong’s market regulator, the Securities and Futures Commission, took accounting firm Ernst & Young to court to force it to reveal information on a Chinese utility company that ...More

EJ Insight2014-07-29

Alibaba may wait until Sept for IPO launch: report

... th the US Securities and Exchange Commission over approval of its prospectus, the report said. Alibaba's recent acquisition spree and its unique governance model may be slowing the approval process, a ...More

EJ Insight2014-07-18

Taking systemic risk seriously

...  Treasury Secretary Jack Lew made such an argument in a recent congressional testimony, in the context of explaining why the Financial Stability Oversight Council (FSOC) should be allowed to consider ...More

EJ Insight2014-06-30

Problems linger even as Chinese IPOs return to US

The end of China’s 14-month-long freeze in initial public offerings in January, following reforms initiated by the China Securities Regulatory Commission, has been accompanied by a flurry of listings ...More

EJ Insight2014-04-22

SEC claims Chinese hog producer inflated revenue, WSJ says

The United States Securities and Exchange Commission has sued a Chinese animal-feed and hog-production company and several of its former top officials, alleging that they orchestrated or failed to sto ...More

EJ Insight2014-03-12

Accounting firms to appeal SEC ruling on China ops, Xinhua says

The Big Four global accounting firms said on Thursday they plan to appeal against a ruling by the US Securities and Exchange Commission (SEC) recommending the suspension of the firms' China units for ...More

EJ Insight2014-01-23

US judge backs SEC suspension for Chinese audit firms, WSJ says

The Chinese units of the top four global accounting firms -- PricewaterhouseCoopers, Deloitte Touche Tohmatsu, KPMG and Ernst & Young -- should be suspended from auditing US-traded companies for s ...More

EJ Insight2014-01-23

HKEJ Today: Highlights

... Former US securities watchdog head calls for minority shareholder protection in HK Interview: Hong Kong should set up its own regime to protect the interests of minority shareholders before it conside ...More

EJ Insight2013-11-22

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