... ant的強勢形象。 SEC調查遲遲不披露 如今Valeant的盔甲變成塑膠，寥寥無幾的盟友開始動搖，包括高調沽 ...全文
今日信報理財投資THE LEX COLUMN2016年03月04日
... 美國證券交易委員會（SEC）控告。 採措施改善內部流程 SEC於當地時間周二（1日）證實，高通已同意支付750 ...全文
... th the US Securities and Exchange Commission and the US Justice Department in “an investigation into certain of its hiring practices in Asia”. About 10 banks in the United States and Europe have said ...More
EJ Insight2016-03-02
US regulators are investigating whether Boeing Co. properly accounted for the costs and expected sales of two of its best known jetliners. Acting on a whistleblower’s complaint, the US Securities and ...More
EJ Insight2016-02-12
巴克萊和瑞信與美國證券及交易委員會（SEC）和紐約州檢察部門達成有關黑池交易的認罪和解協議，巴克萊將支付共70 ...全文
... th the US Securities and Exchange Commission (SEC) and the New York attorney general, the paper said. The SEC alleged that Barclays and Credit Suisse repeatedly failed to police their trading venues, ...More
EJ Insight2016-02-01
... based on SEC filings showed. The current tax code was made for the Industrial Age, and not the "digital age", Cook said. "It's backwards. It's awful for America. It should have been fixed many years ...More
EJ Insight2015-12-21
US securities regulators are set to crack down on the use of derivatives in certain funds sold to the public by asset management firms, the Wall Street Journal reported. The Securities and Exchange Co ...More
EJ Insight2015-12-07
... s, the US Securities and Exchange Commission (SEC) issued last month a final rule that will allow true crowdfunding; and yet the new regulatory framework still falls far short of what’s needed to boos ...More
EJ Insight2015-11-19
