... with the Securities and Exchange Commission (SEC) in February, Reuters reports, citing a lawyer for the former executive. It is the SEC's second largest under the program. The lawyer declined to reve ...More
EJ Insight2016-08-31
私募基金公司Apollo Global Management上周同意向美國證券交易委員會（SEC）支付5300 ...全文
今日信報理財投資THE LEX COLUMN2016年08月31日
... 相信這與美國證交會（SEC）針對貨幣市場基金的新規管措施即將生效有關。 美國貨幣市場基金主要分為政府貨幣基金（ ...全文
一名就德銀內部違規向美國證券及交易委員會（SEC）告密的德銀前職員表示，由於不滿SEC放生該行高層，因此拒絕領 ...全文
... 美國證券交易委員會（SEC）宣布，需要調查該公司兩款最暢銷飛機的盈利確認手法。 雖然針對空巴的指控更加嚴重，但 ...全文
今日信報理財投資THE LEX COLUMN2016年08月10日
... 國證券及交易委員會（SEC）正調查Tesla有否違反「重要」事件必須披露的規定。 Tesla宣傳旗下汽車時，一 ...全文
今日信報理財投資THE LEX COLUMN2016年07月13日
Tesla Motors Inc. may have broken US securities laws by failing to disclose a fatal crash in May involving one of its cars on auto-pilot. The Wall Street Journal is reporting that the Securities and E ...More
EJ Insight2016-07-12
Investors Exchange (IEX) has won approval from the US Securities and Exchange Commission as a national securities exchange. The trading platform has a so-called speed bump of 350 microseconds, which i ...More
EJ Insight2016-07-04
... 美國證券交易委員會（SEC）也在去年底准許Overstock用區塊鏈發行股票，區塊鏈甚至可應用於政府稅收、供應 ...全文
2016年06月30日
... by the US Securities and Exchange Commission of its Chinese delivery unit and Japanese technology giant SoftBank Group Corp. disclosed plans to sell a US$10 billion stake. “There’s been an accumulatio ...More
EJ Insight2016-06-13
Alibaba Group Holding Ltd. is being investigated by US securities regulators for its accounting practices. The Securities and Exchange Commission (SEC) has asked the Chinese e-commerce giant to volun ...More
EJ Insight2016-05-26
